By Gary Saul Morson
Tuesday, September 08, 2026
Vasily Grossman, the Russian-Jewish writer best known for
the 1959 novel titled Life and Fate, has that book’s protagonist,
Viktor Shtrum, express the view that the USSR is remarkably similar to its
mortal enemy, Nazi Germany. Both are one-party states; both use unlimited
violence against their own people; both suppress all disagreement; both rewrite
the past whenever it suits them; and both maintain concentration camps on a
vast scale. Still worse, they both regard some people as enemies not because of
anything they had done, or even thought, but simply because of their ancestry.
In Germany, Jewishness earned a sentence to Auschwitz or
Treblinka; in Stalinist Russia, the Gulag consumed those who belonged to the
wrong social class. It makes no difference, Shtrum reflects, whether a person
is good or bad, gifted or stupid, loyal or disloyal:
Hitler says none of that
matters—all that matters is that they’re Jewish. And I protest with my whole
being. But then we have the same principle: what matters is whether or not
you’re the son of an aristocrat, the son of a merchant, the son of a kulak…. And
we’re not talking about the merchants, priests, and aristocrats themselves—but
about their children and grandchildren. Does noble blood run in one’s veins
like Jewishness? Is one a priest or a merchant by heredity? Nonsense!
For Grossman, Marxism was racism by class. And it was
also simple racism, which is to say discrimination by race, since Stalin purged
whole nationalities by deporting them to uninhabitable wastelands. As a rule,
half the transported perished, either during the journey or in the harsh
conditions of their new home. Life and Fate is set in the period during
which Stalin began to go after Jews specifically; it was only his death in 1953
that saved the Jews from mass deportation to Soviet Asia. Jews were condemned
for “rootless cosmopolitanism,” and Jewishness became a badge of dishonor: In
Grossman’s novel, Shtrum is informed that his discoveries in nuclear physics
“stink of Judaism.”
Unsurprisingly, Grossman was not permitted to publish Life
and Fate. He died in 1964; dissidents succeeded in smuggling the text out,
and when it was published in English in 1980, it was immediately recognized as
one of the greatest books of the century. But his career did not follow the
path of dissident writers like Aleksandr
Solzhenitsyn. He was never imprisoned for his writings and opinions. In
fact, he had a successful career and was best known for his novels about World
War II and his wartime journalism. As Robert and Elizabeth Chandler note in
their splendid collection just published by New York Review Books, From the Front Line:
Stalingrad–Treblinka–Berlin, 1941–1945, the Soviets spent enormous
resources on journalism and fiction intended primarily for Red Army soldiers—a
testament to Russia’s unrivaled emphasis on the importance of literature. More
than 1,500 newspapers and periodicals, employing some 5,000 full-time
journalists, were produced for the army, and soldiers read Grossman’s articles
and his novel The People Immortal to shreds. (The Chandlers released a
translation of that novel, also with New York Review Books, four years ago.)
Unlike other journalists, who played it safe, Grossman
went to the most dangerous places to interview soldiers under fire. He produced
49 articles about the war, from its first days after the Nazis broke their
peace pact with the Soviets and took city after city in an overwhelming
onslaught, all the way to the fall of Berlin. Early in the war, his editor gave
him two months off to write The People Immortal. Taken together, the
novel and articles offer a remarkably powerful portrait of the war as Russians
experienced it—and as Jews suffered it.
Grossman was the first person on this earth to report on
the Holocaust, in part because the Soviet liberation of parts of Poland in 1944
led to Russia’s discovery of the death camps earlier than the other allied
nations’. In two remarkable articles, “Ukraine Without Jews” and “The Hell of
Treblinka,” he offered a harrowing picture along with disturbing reflections on
what had happened. I thought I was well acquainted with the facts of the
Holocaust, but Grossman’s detailed descriptions based on interviews of
survivors and the Soviet troops who pushed the Germans out still shocked me.
Shortly after the German defeat at Stalingrad, Grossman
observes, Heinrich Himmler visited Treblinka and ordered the construction of
crematoria to destroy the evidence of mass murder. Experts supervised the
excavation of a pit, about 250 to 300 meters long, 20 to 25 meters wide, and 6
meters deep, to house a giant grill for burning corpses; soon afterward, two
more such grill pits were built. Each could incinerate about 4,000 corpses at a
time. More than 800 prisoners—“more than the number of workers employed in the
furnaces of even the hugest iron and steel plants”—were made to assist in the
mass cremations. “This monstrous workshop operated day and night for eight
months, without interruption,” Grossman explains, “yet it still could not cope
with the millions of human bodies,” inasmuch as trains were still bringing more
and more Jews.
But that was not the worst of it. The Germans “singled
out for particular torment those who had participated in the uprising of the
Warsaw Ghetto.” These survivors of the great and tragic stand in 1943 were not
gassed and then burned, like other Jews; they were instead taken straight to
the grill pits and burned alive.
Mothers crazed with horror were
forced to lead their children on to the red-hot grill where . . . corpses
tossed and turned as if they had come back to life again, where the bellies of
women who had been pregnant burst from the heat and babies killed before birth
were burning in open wombs. Such a spectacle was enough to rob the most
hardened man of his reason, but its effect—as the Germans well knew—was a
hundred times greater on a mother struggling to keep her children from seeing
it. The children clung to their mothers and shrieked, “Mama, what are they
going to do to us? Are they going to burn us?” Not even Dante in his Hell
saw scenes like this.
For the guards, it all made a diverting spectacle.
“Sometimes the SS organized a kind of picnic by the grill pits; they would sit
upwind from them, eat, drink wine, and watch the flames.” “Sit upwind”: This
detail illustrates Grossman’s technique of first shocking readers with a
description and then leading them to imagine still more. What was that smell
like that the SS men were avoiding? Horror hinted at magnifies horror
expressed.
All the same, Grossman seems to despair at the inadequacy
of received forms of expression to what he witnessed. The destruction of Jews
in countless destroyed Ukrainian villages forms the central theme of “Ukraine
Without Jews.” What most shocks Grossman is what he does not see and the sounds
he does not hear. No trace of recently abundant Jewish life remains: “The Jews
of Ukraine are silent. There are no Jews in Ukraine. Not in a single
city, nor even in one of Ukraine’s hundreds of shtetls or thousands of
villages, will you see the dark little face of a hungry Jewish boy or the dark,
tear-filled eyes of a small Jewish girl; nowhere will you hear the slow,
sorrowful voice of an old Jewish woman. Stillness. Silence.”
Stalin is supposed to have observed that one death is a
tragedy but a million is a statistic. The artistic problem facing Grossman was
the same that confronted Solzhenitsyn in his descriptions of the Gulag: how to
reveal the horror behind the numbers.
The Mishnah tells us that whoever destroys a single life
destroys a world, and whoever saves a life saves a world. Grossman wants us to
imagine whole worlds destroyed, one after another—each world distinct, each
infinitely precious, each lost forever. To do so, he lists the many occupations
of the murdered: “Tailors, hatmakers, cobblers, tinsmiths, jewelers,
housepainters, furriers, and book binders—have been murdered; porters,
mechanics, electricians . . . have been murdered; millers, bakers, cooks, and
water-carriers have been murdered; doctors, dentists, surgeons, gynecologists
and physiotherapists have been murdered.” The list goes on for a page.
Occupations are just one way to imagine lost lives: “Grandmothers who could
mend stockings and bake tasty bread, who could cook chicken soup and make apple
strudel with walnuts, have been murdered; grandmothers unable to do anything
except love their children and grandchildren have been murdered; women always
faithful to their husbands have been murdered, and so have frivolous women;
beautiful young women, jolly schoolgirls, and serious woman students have been
murdered;… the blind and deaf-mute have been murdered;…. two-year-old and
three-year-old children have been murdered; eighty-year-old men with eyes
clouded with cataracts…newborn babies sucking at their mothers’ breast until
their last moment have been murdered.” And that’s not the whole of it: It is
not just individuals who have been murdered but a whole people, a faith, a
tradition.
No list can do justice to so many worlds destroyed. As
Grossman observes, we grow numb. “Man gets used to everything, the scoundrel!”
declares the protagonist of Dostoevsky’s Crime and Punishment. The real
story of “Ukraine Without Jews,” we come to realize, concerns the author’s
ultimately unsuccessful attempt to bring home to the reader what he has seen.
He reflects on his struggle for adequate expression:
Human consciousness is
constructed in such an unfortunate—or perhaps fortunate—manner that when
someone reads or hears about the death of millions of people, they simply
cannot grasp what has happened. They cannot imagine it; they cannot take in the
depth of the tragedy. Someone who… chances to witness a truck crushing an
eight-year-old child may feel shaken for the next few days…. But no one is
endowed with the power and sensitivity of mind and soul to comprehend—from
books and newspapers—the full horror of what is now taking place in the world.
As Grossman never forgot, something comparable had taken
place in the USSR in the previous decade, when several million peasants, mostly
in Ukraine and Kazakhstan, were deliberately starved to death during the
collectivization of agriculture. In his last novel, Forever Flowing—also
unpublishable in his homeland—one character attempts to evoke what mass slow
starvation means. Like the Jews murdered by the Nazis, these doomed peasants
had done nothing whatever to merit their fate.
***
Throughout his writing career, Grossman struggled to put
as much as he could into words, to stretch the boundaries of what was
expressible. Of course, even under Khrushchev, the Soviets would never have
allowed Stalin’s worst crimes to be mentioned. Grossman was also well aware
that there was no point in trying to report the mass rapes and sadistic murders
of civilians, not only in Berlin but even in Allied countries reached by the
Red Army. No less obviously was it impossible to mention the “blocking detachments”:
machine gunners placed behind advancing Soviet soldiers ready to mow them down
should they try to retreat. Above all, he could not remind readers that during
the first third of the war, the USSR was in effect an ally of Nazi Germany.
All this makes sense, but what reason could there be for
the limits the censors placed on Grossman’s account of Nazi crimes? Why not use
them all for propaganda? For one thing, honest reporting would have entailed
describing the many Ukrainians who helped the Nazis murder Jews, a fact
unacceptable not only because the regime wanted to describe all Soviet citizens
as united in their hatred of fascism but also because of another truth that had
to be obscured. Readers might wonder why so many Ukrainians volunteered
to help the Germans destroy the USSR, and the regime could not allow them to
know that this was so because of the mass-starvation campaign. It was also hard
to report on the Nazi destruction of Jews because official policy demanded that
one not “divide the dead” by mentioning that Jews were treated differently from
anyone else. The regime preferred accusations of Nazi atrocities against
undifferentiated “Soviet Citizens.”
In their versions of Grossman’s journalism and The
People Immortal, the Chandlers, to reveal his difficulties in saying what
he wished, include notes explaining what was omitted, either by editors or by
the prudent Grossman himself. They did the same thing in their translation of
Grossman’s novel Stalingrad, which went through several changes as the
Party line altered. First Grossman had to please Stalin, and then Stalin’s
detractor Khrushchev! The Chandlers’ edition allows one to see the text as a
kind of palimpsest, with different versions showing through. I know of no other
translation of Soviet literature that makes such a detailed reconstruction
possible.
The omissions to which the Chandlers call attention are
themselves instructive. Grossman ended an article on a soldier named Vlasov by
saying that “such a figure, I believe, deserves to be called a great man.” This
sentence was deleted, for there could be only one great man in Stalin’s USSR.
Also censored was Grossman’s observation that “hatred of the Jews became a
furnace: it brought the flames of the Fascist conflagration to their greatest
intensity.” This judgment both contradicted Marxist theories of historical
causation and placed too much emphasis on the Jews. By the same token, when
Grossman observed that Soviet principles “entail respect for Polish property
and the independence of the Polish nation,” he may have been trying to convince
authorities to endorse such principles, but they already knew what they planned
to do with Poland, so the sentence was dropped. Perhaps most interesting is
that Grossman’s mention of the fall of Paris had to be excised because the
event took place during the Hitler-Stalin pact and so might call attention to
the deal Stalin wanted the Soviet populace to forget.
Grossman did his best to write truthfully. When he was
criticized for not reporting on the heroic defense of the city of Oriol, he
countered daringly that there was no such defense. The Chandlers’ notes explain
that Grossman’s editors not only omitted mention of defeats that might dim
morale, they also added approved clichés, like “the great [Soviet] army now
driving away and annihilating hordes of invaders.” Most Americans are unaware
of the difficulties that experts on Soviet literature often face when trying to
read through additions and omissions, censorship and self-censorship, to
determine the author’s real intention. Often enough, when self-censorship
haunted creative work from beginning to end, the author himself did not know.
Grossman once remarked that his reporting and novel were
so popular not because they were so good but because everything else on offer
was so awful. In his notebooks he quotes the kind of bilge published in Soviet
military newspapers: “The severely battered enemy continued his cowardly
advance.” Soldiers detected such absurdities and, Grossman reports, circulated
a parody: “Ivan Pupkin killed five Germans with a spoon.”
For Grossman, literature, like all forms of creative
work, demands independent thinking. One cannot create anything of value to
order and according to formula, as official socialist realism demanded. This
year the Party needs novels about industrialization! In Life and Fate,
Shtrum refuses to think along approved lines. He hits upon a great scientific
discovery shortly after a daring conversation in which he and his interlocutor
fearlessly explore forbidden ideas. When he returns to physics, still in a mood
of free intellectual play, he is at last able to get beyond the puzzling
experimental data to see something deeper.
The new theory was not derived
[only] from experience. Viktor could see that quite clearly. It had arisen in
absolute freedom; it had sprung from his own head…. The theory had sprung from
the free play of thought…. The experiments had been merely a jolt that had
forced him to start thinking.
“Free play of thought” is precisely what collectivist
Stalinism was designed to abort. Socialist realist literature frequently told
the story of how a dedicated but naive Communist learns to overcome his
“spontaneity”—his individual ideas—and instead embraces “consciousness,” the
infallible direction of the Party, which possesses the scientific laws of
history. The young man must learn to submit to authority and not think for
himself. Nothing could have been further from Grossman’s way of looking at things,
and we can appreciate the central drama of his creative life as negotiating the
conflict between official conformity and creative energy.
In a somewhat disguised form, that conflict informs a
core story in The People Immortal. Bogariov, the novel’s hero,
reeducates another officer, Mertsalov, who has all the right qualities except
the ability to think for himself. Having earned the country’s highest honor,
Hero of the Soviet Union, in the 1940 war with Finland, Mertsalov is surprised
when Bogariov reproaches him for wanting to charge heroically at enemy lines
when he should have been considering what action would be most effective. It
comes as a shock to Mertsalov that he is to think on his own, all the more so
because staying at his command post to plan flatly contradicts official Order
270.
“‘Dead husks and shells are the enemy of thought,’
[Bogariov] would sometimes say to himself, as he struggled to let go of some
long-held view,” Grossman writes. In the novel’s pivotal scene, Mertsalov takes
Bogariov’s lesson to heart and experiences a flash of inspiration:
And suddenly it was as if his
heart and mind, everything inside him, were illuminated by a bright joyful
light. An extraordinarily simple and mathematically irrefutable solution
flashed into his mind.
This flash resembles the one Shtrum experiences in Life
and Fate:
A mathematician or physicist is
often overwhelmed in the first stage of his research by the complex and
obstinate contradictions he has discovered in some apparently simple and
ordinary phenomenon. He struggles to reconcile the various elements. . . . And
then, as a reward for this arduous work of analysis, a clear and simple thought
unexpectedly dawns on him, dispelling all confusion and complexity and yielding
the only correct, astonishingly simple and irrefutable solution. This moment is
what we call creative thinking.
Never had Mertsalov experienced such joy. When he
outlines his plan, his subordinate warns him that it goes against official
orders. “‘What of it?’ Mertsalov replied. ‘Remember Babadjanian’s words: the
only norm I know is victory.’” Part of this scene was omitted from the
published version.
Mertsalov’s plan contradicts Order 270 in more than one
way. If the plan should fail, consequences would be dire, inasmuch as Order 270
promised punishment not only for the soldier who disobeyed but also for his
whole family (a common Stalinist practice). But the plan succeeds.
In all of his published work, Grossman tested the
boundaries of the permissible by using what the Russians have called “Aesopian”
language. The term derives from the 19th-century satirist Mikhail
Saltykov-Shchedrin’s use of fables to express unorthodox ideas in a disguised
form that the censor would not detect.
In The People Immortal, the common soldier
Ignatiev, who remarks that he has experienced hunger, is described as an
embodiment of the true Russian spirit. He begins the novel unenthusiastic about
the war but at last learns to fight wholeheartedly. Reading Aesopically, a
Russian might detect in hunger and lack of enthusiasm for the Soviet Union’s
struggle for survival an allusion to the terror famine.
At times Grossman Aesopically denounces the Nazis for
evils as common—or even more common—in the USSR. Talking to German POWs,
Grossman is impressed that none of them expressed any regret for the murder of
Jews and other atrocities: “Not once did I observe any sense of shame… with a
strange naivete, they continued to believe that a crime against humanity was
not a crime if it was carried out for the good of Germany.” Substitute “the
Soviet Union” or “the Communist Party” for “Germany” and you have a statement
of Leninist ethics, according to which it would be a crime not to commit
mass murder, or anything else, if doing so would serve the interests of the
Party. To think otherwise would be to embrace the bourgeois idea of universal
“extra-class morality.” But “extra class morality” is precisely what Grossman
appeals to here and explicitly defends in Life and Fate.
To be sure, Grossman remarks, some Germans objected to
Nazi ethics, but the ones who “thought otherwise, who…retained a sense of
universal human morality… these Germans had been exterminated or sent to
concentration camps.” If they escaped that fate, they remained
silent, aware that the slightest
act—the slightest hint of a word or act—will bring about their immediate
destruction. In today’s Germany such Germans are not real; their thoughts and
speech are paralyzed; every aspect of their lives is frozen. Today there is
only one ideology in Germany.
This description applies at least as well to Grossman’s
USSR. It was in the USSR, not Germany, that the criminal code defined mere
“suspicion of espionage” as a crime in itself—espionage itself was covered
under a different article—and so was “contacts leading to suspicion of
espionage”! Of course, the USSR proudly proclaimed it was a land of one
scientifically proven ideology. Life and Fate would describe in detail
how the systematic imposition of “paralysis”—or “hypnotism”—precluded real
thought.
In “Ukraine Without Jews,” Grossman declares that the
Nazi leaders do not really believe their own propaganda because they “are
guided only by the thought of what can be of use at a given moment,” a
statement that contradicts an earlier one about the Nazis’ unflagging faith in
their system of beliefs. I cannot help wondering whether Grossman meant to
allude to Lenin’s insistence that “what can be of use at a given moment” should
guide a truly Marxist party. To think otherwise, to cling pointlessly to
ideology, was what Lenin famously called “‘Left-Wing’ Communism: An Infantile
Disorder.”
***
After describing the grill pits at Treblinka, Grossman
imagines readers asking—as many did—“Why write about such things?… Why recall
such things?” Grossman answers: “It is the writer’s duty to tell the terrible
truth, and it is a reader’s civic duty to learn this truth. To turn away, to
close one’s eyes and walk past is to insult the memory of those who perished.”
Those who want people to forget, Grossman continues, often cite a Russian
proverb: “He who remembers the past loses one eye.” They forget how the proverb
continues: “And he who forgets the past loses both eyes.”
In his writings, Solzhenitsyn also mentioned people
quoting the first half of this proverb while forgetting the second. Both
writers warned that such forgetting invites a repeat of the horrors. In his
Nobel Prize speech, Solzhenitsyn foresaw that the ideology that enslaved his
country was bound to appeal to others. “This torpid inability to understand
someone else’s distant grief” is the rule, not the exception. The most rational
and well-supported arguments will prove of little avail. Solzhenitsyn could think
of only one thing that could “impress upon a sluggish and obstinate human
being… an insight into the magnitudes of events and delusions he has never
experienced”: Literature, and literature alone, can do that.
Like nothing else, literature has the power to “overcome
man’s ruinous habit of learning only from his own experience, so that the
experience of others passes by him without profit.” With that typically Russian
faith in great writing, Solzhenitsyn affirms that only literature can convey
“the experiences of other men, so we can assimilate it as our own” and not
repeat earlier mistakes. Grossman, too, hoped that Life and Fate could
do what no treatise, not even “The Hell of Treblinka,” could accomplish.
Reading Grossman and Solzhenitsyn, I cannot help asking:
How can long novels help today when so many students now come to college, even
to a great university, without having read a single book—let alone a long
novel? How can reminders of events they have never heard of—like Soviet murders
and even, more and more often, the Holocaust—make a difference?
Solzhenitsyn ends The Gulag Archipelago, published
half a century ago, with a warning to Westerners:
All you freedom-loving
“left-wing” thinkers in the West! You left laborites! You progressive American,
German, and French students! As far as you are concerned, none of this amounts
to much. As far as you are concerned, this whole book of mine is a waste of
effort. You may suddenly understand it all someday—but only when you yourselves
hear “hands behind your backs there!” and step ashore on our Archipelago.
Russian experience shows that totalitarians will go as
far as they can unless they are stopped, and so what really matters is whether
the liberals and progressives who may not share their views are willing to
oppose them. What really scares me is how rare such opposition still is.
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