By Jay Cost
Monday, February 19, 2018
The horrifying school massacre in Parkland, Fla., has
prompted another national debate about guns. Unfortunately, it seems that these
conversations are never terribly constructive — they are too often dominated by
screeching extremists on both sides of the aisle and armchair pundits who offer
sweeping opinions without actually knowing anything about guns, crime, or
mental illness.
I have no desire to add to the cacophony of extremists
and know-nothing “experts.” But seeing as how these debates inevitably revolve
around the Second Amendment, I can at least provide some useful historical
context about the constitutional rights to keep and bear arms.
The Bill of Rights was the means by which the Federalist
supporters of the Constitution managed to mollify a critical mass of
Anti-Federalist skeptics. The deal was straightforward: Ratify the Constitution
in the state conventions, and the new Congress will offer a more fulsome
enumeration of rights than is found in the core document (Article I, Section 9).
So, understanding the Bill of Rights means understanding
a bit about the Anti-Federalists. Many of their objections to the new
Constitution centered around the way it did not protect true republican
government — or rule of, by, and for the people.
The Anti-Federalists directed their ire at pretty much
every dot and tittle of the document, but their criticisms of the executive and
judiciary were particularly intense. A common gripe was that these branches
were unelected by the people (remember, the Electoral College, not the people,
was originally supposed to choose the president) and seemingly unbound by the
Constitution.
Regarding the executive, Anti-Federalist William Symmes
wrote:
But was ever a commission so brief,
so general, as this of our President? Can we exactly say how far a faithful
execution of the laws may extend? or what may be called or comprehended in a
faithful execution?
If the President be guilty of a
misdemeanor, will he not take care to have this excuse? And should it turn against
him, may he not plead a mistake! or is he bound to understand the laws, or
their operation? Should a Federal law happen to be as generally expressed as
the President’s authority; must he not interpret the Act! For in many cases he
must execute the laws independent of any judicial decision. And should the
legislature direct the mode of executing the laws, or any particular law, is he
obliged to comply, if he does not think it will amount to a faithful execution?
Given the rise of the modern “imperial presidency,” this
is a prescient objection.
Regarding the courts, the pseudonymous Brutus wrote:
I question whether the world ever
saw, in any period of it, a court of justice invested with such immense powers,
and yet placed in a situation so little responsible. . . .
There is no power above them, to
controul any of their decisions. There is no authority that can remove them,
and they cannot be controuled by the laws of the legislature. In short, they
are independent of the people, of the legislature, and of every power under
heaven. Men placed in this situation will generally soon feel themselves
independent of heaven itself.
Again, prescient!
This is an important framework for understanding the Bill
of Rights, which is too often framed in a Lockean or individualistic sense —
“The Bill of Rights protects me and my
things.” While that is no doubt true, the Bill of Rights is also a republican enumeration, intended
to protect self-government — especially against the unelected executive and
courts — not simply by forbidding certain actions but also expanding the space
for public participation beyond what the Constitution outlined.
The First Amendment creates the preconditions for public
participation by protecting the rights of conscience, assembly, writing, and
speech. The Second through Eighth Amendments go on to limit potential executive
and judicial power, and also empower
the citizenry.
The Fourth Amendment protects citizens from unreasonable
searches and seizures, for instance, but the Fifth, Sixth, and Seventh
Amendments empower juries: groups of citizens the Anti-Federalists thought were
an essential check upon the judiciary. As the pseudonymous Centinel wrote,
“[The trial by jury] is essential in every free country, that common people
should have a part and share of influence, in the judicial as well as in the
legislative department.”
This framework — simultaneously limiting the government and
empowering the citizenry — is a good way to understand the Second Amendment and
its cousin the Third Amendment. The Constitution gave the president the
executive control over the armed services, but this lent itself to anxieties
about “standing armies,” or permanent military establishments. Alexander
Hamilton captured the general sentiment about standing armies in Federalist 8, writing, “The continual
necessity for their services enhances the importance of the soldier, and
proportionably degrades the condition of the citizen.”
There were several widely recognized problems with
standing armies. First, they were expensive and required burdensome taxes to
feed, clothe, house, and train. Second, standing armies were thought to be the
tools of empire on the lookout for opportunities of conquest, not republics
looking to defend the homeland. Third, standing armies might revolt against the
civil authority, as could have happened with the Newburgh Conspiracy of 1783.
Accordingly, the Third Amendment — by prohibiting the
forced quartering of soldiers in private houses — reduced the burdens that a
standing army may oppose on the citizenry. The Second Amendment, by protecting
the right to bear arms, empowered the
people to serve as the republican
alternative for civil defense — the militia. In this way, the people could
protect the homeland without the need for burdensome and dangerous military
establishments. So, while the Second Amendment identifies an individual right,
it does so with a public purpose in mind.
Of course, we in 2018 do not have the same worries about
standing armies that Americans had in 1789. Our military is deferential to the
civil authority, and is a model of courage and discipline. Just as important,
the United States is wealthy enough to support it now, which it most certainly
was not in 1789.
Yet this does not, in my judgment, render the Second
Amendment a historical anachronism. It is not consistent with a limited,
republican government for law enforcement to take over every aspect of civil
defense, broadly understood to include internal dangers (from insurrection to
crime) as well as external foes. That would require a massive kind of police/surveillance
state. At a certain point, individuals in a republic need to defend themselves
and their neighbors. Even though its prefatory clause speaks only about the
militia, in spirit the Second Amendment protects this right — just as the First
Amendment does not mention the Internet but protects this column.
This analysis also suggests that the Second Amendment is
not some willy-nilly license to wield whatever weapon one likes. It establishes
an individual right for a public purpose — and it therefore follows that the
people, acting through their representatives, can properly set the terms of how
that right will be enjoyed. This implies a fairly broad framework for a debate
on regulations of armaments — even if, in 1789, weapons technology was so
limited that the Founding generation could never anticipate the need for such
deliberation.
As we debate what kind of response is prudent in the wake
of Parkland, it is important to remember the nature of the right the Second
Amendment originally protected — for it was not a selfish right to bear weapons
for oneself, but a public-spirited right to ensure that citizens could defend
the polity without recourse to omnipotent, unaccountable armed forces. While
the nature of such defense has obviously changed in the last 229 years, it is
still an important right in 2018.
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